Centaurus Financial Inc.
Compliance Department

Contact

Kevin Lee

Deputy Chief Compliance Officer,

AML Officer

Phone: (800) 880-4234, Ext. 236

Fax: (714) 456-1797

Steve Skytte

VP, Compliance Officer,

Regional Compliance Supervisor

Phone: (800) 880-4234, Ext. 245

Fax: (714) 456-1797

Email: sskytte@cfiemail.com

Raymond Chavez

VP, Regional Compliance Supervisor

Phone: (800) 880-4234, Ext. 237

Fax: (714) 456-1797

Email: rchavez@cfiemail.com